Full text of SIG BROKERAGE, LP's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES **AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-S PART Ill** | OMS APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | **SEC FILE NUMBER** 8-52028 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O **1/01/2023** **MM/00/YY** AND ENDING **12/31/2023 MM/00/YY** **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: SIG BROKERAGE, LP TYPE OF REGISTRANT (check all applicable boxes): 0 Broker•dealer D Security-based swap dealer **D** Major security-based swap participant **D Check here if respondent is also an OTC derivatives deaer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 401 CITY AVENUE, SUITE 220 | | (No. and Street) | | |----------------|------------------|------------| | BALA<br>CYNWYD | PA | 19004 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING ## ROBERT SACK 610-617-2812 ROB.SACK@SIG.COM **(Name) (Area Code -Telephone Number) (Email Address)** # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## PricewaterhouseCoopers LLP | (Name -if individual, state last, first, and middle name) | | | | | |-----------------------------------------------------------|----------|---------|------------------------------------------|--| | 300 Madison Avenue | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 238 | | | | | | | (PCAOB RegistraUoo N,mbe,, if appli�bl•J | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | I | | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displ,1y\$ ii c;urrently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1 | | |---|--| | | | , **ROBERT SACK** swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the fir…Read the full text as markdown