Full text of SIG BROKERAGE, LP's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Est<sup>i</sup>mated average burden hours per response: 12** ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | |--|-----------------| 8-52028 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ oi\_;\_ol\_l\_ \_\_20 <sup>2</sup> 1 \_\_ AND ENDING \_\_\_ 1\_ 2 \_ 13 \_ 1 \_ 12 \_ 0\_ 21 \_\_ \_ MM/DD/VY MM/DD/VY ## **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: SIG BROKERAGE, LP TYPE OF REGISTRANT (check all applicable boxes): Gl'B-roker-dealer □ Security-based swap dealer **D Check here if respondent is also an OTC derivatives dealer** □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 401 CITY AVENUE, SUITE 220 | | (No. and Street) | | | | |----------------------------------------------|------------------------------------------------------------|---------|------------------|--| | BALA CYNWYD | PA | | 19004 | | | (City) | (State) | | (Z p Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | ROBERT SACK | 610-617-2812 | | ROB.SACK@SIG.COM | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | EISNERAMPER, LLP | (Name - if individual, state last, first, and middle name) | | | | | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/29/2003 | | 274 | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | ROBERT SACK<br>I, | swear (or affirm) that, to the best of my knowledge and belief, the | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown