Full text of FALLBROOK CAPITAL SECURITIES CORP.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGEC MMISSION Washington,D.C. 20 49 # **ANNUAL AUDITED f EPORT FORM X-17A-5 PARTIII** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: May 31, 2017 Estimated average burden hours oer resoonse .. .. .. 12.00 ## SEC F EIL NUMBE R 8- 52068 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and~ ule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01 /01 /2019 | AND ENDING | 12/31/2019 | | | |-----------------------------------------------------------------------------|-------------------------------------------------------|------------|--------------------------------|--|--| | | MMIDD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFI CATION | | | | | | NA11E OF BROKER-DEALER: Fallbrook Capital Securities Corp | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. :E ox No.) | | | FIRMI. D. NO. | | | | 26610 Agoura Road, Suite 120 | | | | | | | | (No. and Street) | | | | | | CALABASAS | CA | 91302 | | | | | (City) | (State) | (Zip Code) | | | | | NA11E AND TELEPHONE NUJvlBER OF PERSON TO CONTACT IN mGARD TO THIS REPORT | CAROL ANN KINZER | | 678-525-0992 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIF CATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained i ,n this Report* | | | | | | | GOLDMAN & COMPANY, CPA'S, P.C. | | | | | | | | (Name - if individual, state last, qrst, middle name) | | | | | | 3535 Roswell Road Suite 32 | Marietta | GA | 30062 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | 0certified Public Accountant | | | | | | | BPublic Accountant | | | | | | | Accountant not resident in United States or any of its poss !SSlOns. | | | | | | | FOR OFFICIAL USE C NLY | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be cove~ '?d by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as thi basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond o the collection of information contained in this form are not required to respond unless the form displays a currently valid C MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRM1 TION** | I, | | BRANDT BLANKEN | | , swear (or affirm) t…Read the full text as markdown