Full text of FALLBROOK CAPITAL SECURITIES CORP.'s X-17A-5 filed 2023-03-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | | |--------------------------|--|--| | 0MB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | hours per response: 12 | | | #### SEC FILE NUMBER **8** - **52068** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ________<br>1/1/2022 | AND ENDING | | ________<br>12/31/2022<br>_ | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|------------------------------------------------------------|-----------------|---------------------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: _____ | Fa_l_lb_r_o_o_k_C_a_p_ita_l S_e_c_u_r_it_ie_s_C_o_r_p_. | | | ____________<br>_ | | | TYPE OF REGISTRANT (check all applicable boxes}:<br>IZJ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} | | | | | | | 26610 Agoura Rd, Suite 120 | | | | | | | | (No. and Street) | | | | | | Calabasas | | CA | | 91302 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Carol Ann Kinzer | 678-525-0992 | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | Goldman & Company, CPA's. P.C. | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3635 Roswell Rd. Suite 32 | Marietta | | GA | 30062 | | | (Address) | (City) | | (State) | (Zip Code) | | | 6/25/2009 | | 1952 | | | | | (re of Re,;strnUoo with PCAOB)(ff appUcableJ | FOR OFFICIAL USE ONLY | | | (PCAOB Reg;s,,,t;oo N,mbec, ;f applicable I | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of a…Read the full text as markdown