Full text of FALLBROOK CAPITAL SECURITIES CORP.'s X-17A-5/A filed 2026-03-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | hours per response:<br>12 | | |---------------------------|--| | SEC FILE NUMBER | | | 8-<br>52068 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | ________<br>MM/DD/VY | | ________ | |-------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------|-----------------------------------------|-------------------------------------------| | | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | ____________________________<br>Fallbrook Capital Securities Corp. | | _ | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | !Kl Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 26610 Agoura Rd, Suite 120 | | | | | | (No. and Street) | | | | Calabasas | CA | | 91302 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Carol Ann Kinzer | 678-525-0992 | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPA's. P.C. | | | | | | | | | | 3535 Roswell Rd. Suite 32 | (Name - if individual, state last, first, and middle name)<br>Marietta | GA | 30062 | | (Address) | (City) | (State) | (Zip Code) | | 6/25/2009 | | 1952 | | | rte of Reg;,t,at;o, wtth PCAOB)(;f appl;cable) | | | (PCAOB Reg;strauo, N,mbe,, ;f appl;cable) | | | FOR OFFICIAL USE ONLY | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | _________________ _,<br>Josh Lederer | |…Read the full text as markdown