Full text of FALLBROOK CAPITAL SECURITIES CORP.'s X-17A-5 filed 2025-03-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimat ed average burden | | hours per response: 12 | | | SEC FILE NUMBER | | |-----|-----------------|--| | 8 - | 52068 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ----------<br>1/1/2024 | AND ENDING | | -----------<br>12/31/2024 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|----------------------------------------------|--|--| | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | ___<br>NAME OF FIRM: | F_a_ll_br_o_o_k_C_a_p_i_ta_l_S_e_c_u_ri_ti_e_s_C_o_r_p. | | | ______________<br>_ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>00 Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 26610 Agoura Rd, Suite 120 | | | | | | | | | (No. and Street) | | | | | | | Calabasas | | CA | | 91302 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Carol Ann Kinzer | 678-525-0992 | | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Goldman & Company, CPA's. P.C. | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 3535 Roswell Rd. Suite 32 | Marietta | | GA | 30062 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 6/25/2009 | | 1952 | | | | | | r··<br>of R,g;stcatioo w;th PCAOB)(;f appUcable) FOR OFFICIAL USE ONL y | | | | I PCAOB Reg;st,,t;o, N,mbe,, ;f appUcable) I | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an i…Read the full text as markdown