Full text of MICHIGAN SECURITIES, INC.'s X-17A-5/A filed 2022-03-04 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-52094 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | AND ENDING 12/31/2021 | | ---------- | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-----------------|--------------------------------------------| | | MM/DD/VY | | | MM/DD/ Y Y | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Michigan Securities, Inc. OBA Broadstone Securities | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C1 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 80 State Street | | | | | | | (No. and Street) | | | | | Albany | NY | | | 12207 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Katherine M Flouton | 518-436-3536 | Katherine.Flouton@BroadstoneSecurities.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FGMK, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 333 W Wacker Drive 6th Floor | Chicago | | IL | 60606 | | (Address) | (City) | | (State) | (Zip Code) | | 12/17/2009 | 3968<br>I | | | | | rte of RegisUatioo with PCAOBl{;f applicable) | | | | (PCAOB Registrntioo Numbe,, If applicable) | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless…Read the full text as markdown