Full text of PKS SECURITIES, INC.'s X-17A-5 filed 2026-02-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-52094 | | FACING PAGE | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-----------------------------------------|------------| | Information Required Pursuantto Rules 17as5, 17a-12, and 18a-7 under the Securities Exchange Act ofl934 | | | | | FILING FOR rHE PERIOD BEGINNING O 1/01/2025 | | ANO ENDING 12/31/2025 | | | | MM/ DD/YY | | MM/ DD/YY | | | A, REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Michigan Securities, Inc. OBA Broadstone Securities | | | | | TYPE OF REGISTRANT(checkall applicable boxes):<br>0 Broker-dealer<br>D Check here.if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) | □ Security-based swap dealer | D Major security-based swap participant | | | 80 State Street | | | | | | (No: and Street) | | | | Albany | NY | | 12207 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Katherine Flouton | 518-436-3536<br>Kalherine.flouton@pkssecurities.com | | | | (Name) | (Area Code -'- Telephone Nurilber}<br>(Einail Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANTwhose reports are contained in this ffling*<br>FGMK, LLC | | | | | | (Name- iffndividual, state last, first, and middle name) | | | | 333 W Wacker Drive 6th Fl | Chicago | IL | 60606 | | (Address) | (City) | (State} | (Zip Code} | | 12/17/2009 | 3968 | | | | T"<br>of "'1,~ration w;th PCAOB)l;f apPlkable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims forexemption from the requirement that th~ ar\nualreports be covered by the reports ofan independent public accountant must be suppo1ted by ,i statement offacts and dn:umstances relied on as t he basis of the exemption. See 17 CFR 2.40.l7a-5(e)(l)(ii), ifapplicable, **Persons who are to respond to the colledion ofinformation contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #…Read the full text as markdown