Full text of MICHIGAN SECURITIES, INC.'s X-17A-5 filed 2024-02-06 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-52094 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** AND ENDING **12/31/2023** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Michigan Securities, Inc. DBA Broadstone Securities TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer O Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) ## 80 State Street | | (No. and Street) | | | | |----------------------------------------------------------------|---------------------------------------------------------------------------|-----------------|-------------------------------------------|--| | Albany | NY | | 12207 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Katherine Flouton | 518-436-3536 | | Katherine.Flouton@BroadstoneSecuriUes.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | FGMK, LLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 333 W Wacker Drive 6th Fl | Chicago | IL | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | 12/17/2009<br>rt• of<br>Reg•tratloa with PCAOB)l;f applicable} | | 3968 | (PCAOB Regjstratioa N"mbe,, If appllea~e) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ # **MICHIGAN SECURITIES, INC. DBA BROADSTONE SECURITIES FINANCIAL STATEMENT FOR T…Read the full text as markdown