Full text of MICHIGAN SECURITIES, INC.'s X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-52094 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2022** AND ENDING 1213112022 MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Michigan Securities, Inc. OBA Broadstone Securities TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 80 State Street | |-----------------| |-----------------| | | (No. and Street) | | | | | | |----------------------------------------------------------------------------------------|--------------------------------|-----------------|--------------------------------------------|--|--|--| | Albany | NY | | 12207 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Katherine Flouton | 518-436-3536 | | Katherine.Flouton@BroadstoneSecurities.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FGMK, LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 333 W Wacker Drive 6th Fl | Chicago | IL | 60606 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 12/17/2009 | | 3968 | | | | | | rt•<br>of Regl,t,a,;o, with PCAOBJ(;f appllcableJ | | | I | | | | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ # **MICHIGAN SECURITIES, INC. DBA BROADSTONE SECURITIES FINAN…Read the full text as markdown