Full text of BROAD STREET CAPITAL MARKETS, LLC's X-17A-5 filed 2022-09-28 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## BROAD STREET CAPITAL MARKETS, LLC Statement of Financial Condition June 30, 2022 And Independent Auditors' Report This report is filed as a PUBLIC document in accordance with rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | UNITED STATES SECURITIES AND EXCHANGE<br>COMMISSION Washington, o.c. 20549<br>ANNUAL REPORTS | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------| | | 0MB Number. 3235-0123<br>Explres: Oct. 31, 2023<br>Estimated average burden | | | hours per response: 12 | | FORM X-17A-S | SEC FILE NUMBER | | PART Ill | 8-52487<br>- | | FACING PAGE | | | Information Required Pursuani to Rule\$ 17a-S, 17a-12) and 18a-7 under the Securities Exchange | -Act of 1934 | | __<br>___<br>07/01/2021.<br>FILING FOR THE PERIOD BEGINNING | __<br>06/30/202.2_<br>AND ENDING | | MM/00/VY | MM/DD/VY | | A. REGISTRANT IDENTIFICATION | | | | LLC'------------------ | | NAME OF FIRM: _Broad Street Capital Markets, | | | TYPE OF REGISTRANT (check all applicable boxes): | | | ~ Broker-deale.r O Security-based swap dealer D Major secutity-based swap partidpant | | | 0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | _________________________<br>(No. and Street) | _ | | | | | ________________<br>,New Jersey<br>(State}<br>(City) | __<br>_________<br>07102<br>_<br>(Zip Code) | | | | | 917 225 2478 | _<br>b11l@)finopsvcs.com | | ______<br>________<br>(Area Code-Telephone Number) | ___<br>(Email Address) | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>494 Broad Street-Suite 206.<br>Newark.<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>William E Ranke1<br>(Name)<br>8. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>______________________________<br>RBSM LLP<br>{Name - if individual, state last, first, and middle name) | _ | | | | | ____<br>_____<br>805 Third Avenue - Ste 1430<br>__,New York<br>(Address)<br>{City) | __<br>___<br>10022<br>_NY<br>_<br>(State)<br>(Zip Code) | | | | | ____________________<br>_09/24/2003<br>(Date of Registration with PCAOB)(lf applicable) | ______…Read the full text as markdown