Full text of BROAD STREET CAPITAL MARKETS, LLC's X-17A-5/A filed 2024-01-29 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## BROAD STREET CAPITAL MARKETS, LLC Statement of Financial Condition June 30, 2023 And Independent Auditors' Report This report is filed as a PUBLIC document in accordance with rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | | 8-52487 | | | | FACING PAGE | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------|-----------------------------------------|--------------------------------------------|--|--| | Information Required Pursuant to Rules 17a-5, l7a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 06f30f2023 | | | | | | | | FILING FOR THE PERIOD BEGINNING 07/01/2022<br>MM/DD/VY | | | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Broad Street Capital Markets, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | Bell Works Building - | 101 Crawford Corner Road - | | | suite 4116 | | | | | | (No. and Street) | | | | | | Holmdel | | NJ | | 07733 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | William E. Rankel | 917 225 2478 | | | bill@finopsvcs.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing*<br>RBSM, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 805 Third Ave-Suite 1430 | | New York | NY | 1,0022 | | | | (Address)<br>9/24/2003 | (City) | | (State)<br>587 | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL…Read the full text as markdown