Full text of BROAD STREET CAPITAL MARKETS, LLC's X-17A-5 filed 2025-09-23 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # **ANNUAL REPORTS FORM X-17A-S PART** Ill | hours per response: 12 | | |------------------------|--| | SEC FILE NUMBER | | | 8-52487 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **<sup>0</sup> <sup>7</sup> /01 / 2024** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: Broad Street Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer 0 Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer AND ENDING **06/30/2025** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | Bell Works Building - | 101 Crawfords Corner Road-suite 4116 | | | | | | | |------------------------------------------------------------------------------------------------------|----------------------------------------|-----------------|--------------------|--|--|--|--| | (No. and Street) | | | | | | | | | Holmdel | NJ | | 07733 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | William E Rankel | 917 225 2478 | | bill@finopsvcs.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jennifer Wray, CPA PLLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 800 Bonaventure Way-ste 168 | Sugar Land | TX | 77479 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 11/30/2016 | | 6328 | | | | | | | T" of Reg;"""°" w;th PCAOB)(;f applkable) | )PCAOB Reg;m,Uoo N,mbe,, ;f apphcable) | I | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid…Read the full text as markdown