Full text of BROAD STREET CAPITAL MARKETS, LLC's X-17A-5 filed 2023-09-29 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## BROAD STREET CAPITAL MARKETS, LLC Statement of Financial Condition June 30, 2023 And Independent Auditors' Report This report is filed as a PUBLIC document in accordance with r ule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-52487 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | _____ 0<br>01_<br>12<br>_0<br>2<br>71_<br>_<br>_<br>_ | 2_ AND ENDING _____ 0 | | __<br>30_'_20_<br>61_<br>2<br>3<br>_<br>_<br>MM/DD/VY | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------|-------------------------------------------------------|--|--| | | MM/DD/VY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | __<br>NAME OF FIRM:<br>Bro_a _ _d_S_tr_e_et_c_a_p_it_a_l _M_a_rk_e_ts_, _L_Lc | | __________________ | | _ _ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>d Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do no t use a P.O. box no.) | | | | | | | | Bell Works Building - 101 Crawford Corner Road - suite 4116 | | | | | | | | | (No. and Street) | | | | | | | Holmdel | NJ | | | 07733 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | William E Rankel | 917 225 2478 | | | bill@finopsvcs.com | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RBSM, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 805 Third Avenue - Suite 1430 | New York | | NY | 10022 | | | | (Address) | (City) | | (State) |…Read the full text as markdown