KOREA INVESTMENT & SECURITIES AMERICA, INC. X-17A-5 (2017-02-27) — Broker-dealer annual report

Full text of KOREA INVESTMENT & SECURITIES AMERICA, INC.'s X-17A-5 filed 2017-02-27 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: KOREA INVESTMENT & SECURITIES AMERICA, INC.
• Form: X-17A-5
• Filed: 2017-02-27
• Period: 2016-12-31
• Accession: 0001115900-17-000005
• CIK: 1115900
• File #: 8-52615
• Material weakness: No
• Auditor: SEJONG LLP
• Auditor location: FORT LEE, NJ
• Contact: YOUNG CHOI PARK
• Phone: 2123140685
• Signed by: DONG EUN KIM (PRESIDENT)

Document text (excerpt)

X-17A-5 0001115900 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N KOREA INVESTMENT & SECURITIES AMERICA, INC. 1350 AVENUE OF THE AMERICAS SUITE 1110 NEW YORK NY 10019 YOUNG CHOI PARK 2123140685 SEJONG LLP 2050 CENTER AVENUE SUITE 415 FORT LEE NJ 07024 Certified Public Accountant DONG EUN KIM KOREA INVESTMENT & SECURITIES AMERICA, INC. 12-31-2016 DONG EUN KIM PRESIDENT Y

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Original filing on SEC EDGAR (source of record)