Full text of KOREA INVESTMENT & SECURITIES AMERICA, INC.'s X-17A-5 filed 2025-02-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Korea Investment & Securities America, Inc.** (A Wholly Owned Subsidiary of Korea Investment & Securities US, Inc.) Statement of Financial Condition December 31, 2024 **(With Report of Independent Registered Public Accounting Firm Thereon)** ~ {1}------------------------------------------------ | UNITED STATES | | | | | |------------------------------------|--|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | | Washington, D.C. 20549 | | | | | | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | | SEC FILE NUMBER | | | 8-52615 | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ----------<br>-----------<br>01101124<br>AND ENDING 12131124 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: KOREA INVESTMENT & SECURITIES AMERICA, INC. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1350 AVENUE OF THE AMERICAS, SUITE 1602 | | | | | | | | (No. and Street) | | | | | | NEW YORK | NY | | 10019 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | HOON SULL | 212-314-0685 | | hoonsull@kisamerica.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>SEJONG, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 65 CHALLENGER ROAD, SUITE 250 | RIDGEFIELD PARK | NJ | 07650 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 08/16/11 | | 5519 | | | | | (Date of Registration with PCAOB)(lf applicable) | | |…Read the full text as markdown