Full text of KOREA INVESTMENT & SECURITIES AMERICA, INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Korea Investment & Securities America, Inc.** (A Wholly Owned Subsidiary of Korea Investment & Securities US, Inc.) Statement of Financial Condition December 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ ## UNITED STATES SECURffiES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL **0MB Number.** 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per- response: 12 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | SEC ALE NUMBER | |----------------| | | 8-52615 #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01101125 | --------- | AND ENDING 12131125 | ---- | -----<br>- | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|---------------------|-----------------|------------------------------------------|--| | | MM/DD/VY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIACATION | | | | | | NAME OF FIRM: KOREA INVESTMENT & SECURITIES AMERICA, INC. | | | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>0 Broker-dealer<br>O Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | 0 Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1350 AVENUE OF THE AMERICAS, SUITE 1602 | | | | | | | | (No. and Street) | | | | | | NEW YORK | NY | | | 10019 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT Wl1H REGARD TO THIS FILING | | | | | | | HOON SULL | 212-314-0685 | | | hoonsull@kisamerica.com | | | (Name) | (Area Code - Telephone NIBTlber) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>SEJONG, LLP | | | | | | | | (Narrie- if individual, state last, first, and middle name} | | | | | | 65 CHALLENGER ROAD, SUITE 250 | RIDGEFIELD PARK | | NJ | 07650 | | | (Address} | (City} | | (State) | (Zip Code) | | | 08/16/11 | | 5519 | | | | | (r<br>of R mation w l'O\OB}Of applkable) | | | | (PCAOB .,,!ration N,mb,,,, 0 appficable) | | | | FOR OFFICIAL USE ONLY | | | | | CFR 240.Ha…Read the full text as markdown