KOREA INVESTMENT & SECURITIES AMERICA, INC. X-17A-5 (2020-02-26) — Broker-dealer annual report

Full text of KOREA INVESTMENT & SECURITIES AMERICA, INC.'s X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: KOREA INVESTMENT & SECURITIES AMERICA, INC.
• Form: X-17A-5
• Filed: 2020-02-26
• Period: 2019-12-31
• Accession: 0001115900-20-000002
• CIK: 1115900
• File #: 8-52615
• Material weakness: No
• Auditor: SEJONG LLP
• Auditor location: RIDGEFIELD PARK, NJ
• Contact: YOUNG CHOI PARK
• Phone: 212-314-0685
• Signed by: DONG EUN KIM (PRESIDENT)

Document text (excerpt)

X-17A-5 0001115900 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N KOREA INVESTMENT & SECURITIES AMERICA, INC. 1350 AVENUE OF THE AMERICAS SUITE 1602 NEW YORK NY 10019 YOUNG CHOI PARK 212-314-0685 SEJONG LLP 65 CHALLENGER ROAD, SUITE 250 RIDGEFIELD PARK NJ 07660 Certified Public Accountant DONG EUN KIM KOREA INVESTMENT & SECURITIES AMERICA, INC. 12-31-2019 DONG EUN KIM PRESIDENT Y

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• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-02-27
• X-17A-5 — 2018-02-27
• X-17A-5 — 2017-02-27
• X-17A-5 — 2016-02-26
• X-17A-5/A — 2015-05-27
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)