Full text of ICICI SECURITIES INC.'s X-17A-5 filed 2020-05-12 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2020 {1}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... 12.00 8-52746 I SEC FILE NUMBER I | ANNUAL AUDITED REPORT | |-----------------------| | FORMX-17A-5 | | PARTID | #### **FACING PAGE** **Information Required of Brokers and Dealers P11rsuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINN1NG | ___<br>---'0"'"'4"""'/0'-"l'-'/l"'-9 | AND ENDING | 03/31/20 | |--------------------------------------------------------------------------|--------------------------------------------------------|---------------|-------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: | | | | | ICICI Securities Inc. | | | OFFICIAL USE ONLY | | | | | FIRM JD. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 1120 Avenue of the Americas, 4th Floor | | | | | | (No. and Street) | | | | New York | NY | | 10036 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Fredric Obsbaum | | | {212~897-1694 | | | | | (Area Co e-<br>Telephone No.) | | | | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained io this Report* | | | | | WithumSmith+Brown PC | | | | | | (Name - if individual, state last, first, middle name) | | | | 200 Jefferson Park<br>(Address) | Whippany<br>(City) | NJ<br>(State) | 07981<br>(Zip Code) | | | | | | | CHECK ONE: | | | | | [!] Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | \* *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2}.SEC* 1410 (3-91) {2}------------------------------------------------ **(a wholly owned subsidiary of ICICI Securities Holdings, Inc.)** # **TABLE OF CONTENTS** ### **This report\*\* contains (check all applicable boxes):** - [x] Independent A…Read the full text as markdown