Full text of ICICI SECURITIES INC.'s X-17A-5 filed 2023-04-26 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED ST A TES | 0MB APPROVAL | | |---------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|--------------|---------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235·0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | ANNUAL | | | | | REPORTS | | SEC FILE NUMBER<br>52746<br>8- | | | FORM X-17A-5 | | | | | PARTIII | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-1 2, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING 04/01 /22 | | | AND ENDING 03/31 /23 | | | MM/00/YY | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FTRM: ICICI Securities Inc | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer | D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSTNESS: (Do not use a P.O. box no.) | | | | 1120 Avenue of the Americas - | 4th Floor | | | | | (No. and Street) | | | | | | | | | New York | NY | | 10036 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Fredric Obsbaum | (212) 897-1694 | | obsbaum@integrated.so1utions | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNT ANT IDENT[FJCA TION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | KNAV P.A. | | | | | | (Name - if individual. state last. first. and middle name) | | | | 1177 6th Avenue, 5th Floor | New York | NY | 10036 | | (Address) | (City) | (State) | (Zip Code) | | 10/07/2008 | | 2983 | | | (Date of Registration \\ ith PCA08)(1f applicable) | | | (P( /\OB Registration Number. ifapplicable) | | | FOR OFFICI ·\ LUSE ONL r | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be su1>ported by a statement of facts and circumstances relied on as the basis of the exemption. Sec 17 CFR 240. I 7a-5(e)( I )(ii). if applicable. Persons who arc to respond to the collection ofinfomiation contained in thi~ form are not required lo respond unless the form displays a currently valid 0MB control number. {1}-…Read the full text as markdown