Full text of ICICI SECURITIES INC.'s X-17A-5 filed 2021-04-26 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ICICI Securities Inc. Statement of Financial Condition March 31, 2021 {1}------------------------------------------------ UNlTED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### **ANNUAL AUDITED REPORT FORM X-17A-5** PART III #### **FACING PAGE** ### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | __<br>___<br>0_4_/0_1/_2_0<br>MM/DDNY | AND ENDING | 03/31/21<br>MM/DDNY | |---------------------------------------------------------------------------|--------------------------------------------------------|------------|---------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: | | | OFFICIAL USE ONLY | | ICICI Securities Inc. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FJRMID. NO. | | 1120 Avenue of the Americas 4th Floor | | | | | | (No. and Street) | | | | New York | NY | | 10036 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Fredric Obsbaum | | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | KNAV<br>P.A. | | | | | 990 Hammond Dr NE #850<br>Atlanta | (Name - if individual, state last, first, middle name) | GA | 30328 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | [B Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.* J *7a-5(e)(2).SEC* 1410 (3-91) 0MB Nwnber: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 0MB APPROVAL | I | I<br>SEC FILE NUMBER | |---------|----------------------| | 8-52746 | | | New York | | | |----------|--|--| | | | | {2}------------------------------------------------ **(a wholly owned subsidiary of ICICI Securities Holdings, Inc.)** ### **TABLE OF CONTENTS** ### **This report \*\* contains (check all applicable boxes):** - [x] Independ…Read the full text as markdown