Full text of ICICI SECURITIES INC.'s X-17A-5 filed 2024-05-01 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |-------------------------------------| | OMB Number: 3235 0123 | | Expires:<br>. 3 , 202<br>Nov O<br>6 | | Estimated average burden | | hours per response:<br>12 | | | SEC FILE NUMER 8 - 52746 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **04/01 /23** MMIDDIYY MMIDDIYY AND ENDING **03/31 /24** ### **A. REGISTRANT IDENTIFICATION** ### NAME oF FIRM: ICICI Securities Inc TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 1120 Avenue of the Americas - 4th Floor | | (No. and Street) | | |----------------------------------------------|-------------------------------|------------------------------| | New York | NY | 10036 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Fredric Obsbaum | (212) 897-1694 | obsbaum@integrated.so1utions | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNT ANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### KNAV P.A. | (Name- if individual, state last, first, and middle name) | | | | |-----------------------------------------------------------|---------|---------|-------------------------------------------| | One Lakeside Commons, Suite 850, 990 Hammond Dr NE | Atlanta | GA | 30328 | | w~~ | ~~ | (State) | (Zip Code) | | 10/07/2008 | | 2983 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5( e )( 1 )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ICICI Securities Inc. (a Wholly owned subsidi…Read the full text as markdown