Full text of BRADESCO SECURITIES, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURJTLES AND EXCHANGE COMM JSSJON Washington, D.C. 20549 | OMS APPROVAL | |------------------------------| | OMS Number: 3235-0123 | | Expires: October 31, 2023 | | Estimated average burden | | hours oer resoonse ••. 12.00 | | SEC FILE NUMBER | | 8 - 52806 | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 01/01/2020 | AND ENDING | 12/31/2020<br>~~~~;_-'-~~~~~ | |----------------------------------------------------------------------|------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MMfDDIYYYY | | MM/DD/YYYY | | | | | | | | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCrPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM ID. NO. | | 450 Park Ave , 32nd Fl | | | | | | | | NY | | 10022 | | (State) | | (ZiuCode) | | | | 212-888-9142 | | | | (Area Code- Telephone No.) | | | | | | | | | | KPMG LLP | | | | New York | NY | 10154 | | (City) | (State) | (Zip Code) | | 0 Accountant not resident in United States or any of its possessions | | | | | | | | | | | | | CNo. and Street) | ~~~~~-'----'-~~~~~~<br>A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSO TO CO TACT JN REGARD TO THIS REPORT<br>B. ACCOUNT ANT IDENTIFICATION<br>INDEPE DENT PUBLIC ACCOUNT A T whose opinion is contained in this Repon*<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a stalement of f acts and circumstances relied* 011 *as the basis for lhe exemption. See seclion 240.17a-5(e)(2).* > Potential persons who are to respond to the collection of infonnation contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {1}------------------------------------------------ #### OATH OR AFFlRMA TION | lsabela Behar | , swear (or affirm) chat, to the | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown