BRADESCO SECURITIES, INC. X-17A-5 (2025-02-24) — Broker-dealer annual report

Full text of BRADESCO SECURITIES, INC.'s X-17A-5 filed 2025-02-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: November 30, 2026 Estimated average burden hours per response ... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | | | | | |-----------------|--|--|--|--|--| | 8 - 52806 | | | | | | ### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MM/DDNYYY MM/DDNYYY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **BRADESCO SECURITIES, INC.** TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **450 Park Ave, 32nd Fl** (No. and Street) **New York NY** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING **10022** (Zip Code) **Ms. lsabela Behar 212-888-9142 isabela@bradescosecurities.com** (Name) (Area Code -- Telephone No.) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **KPMGLLP 345 Park Ave** (Name - if individual, state last, first, and middle name) **New York NY 10154** (Address) (City) (State) (Zip Code) **10/20/2003 185** (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY *\*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-5(e)(l)(ii),* if *applicable.* *Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.* {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | Isabela Behar | | , swear (or affirm) that, to the best ofmy knowledge and belief, the financial report pertaining to | | | | | | |--------|----------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|------…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)