Full text of BRADESCO SECURITIES, INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES** OMB Number: 3235-0123 **SECURITIES AND EXCHANGE COMMISSION** Expires: October 31, 2023 **Washington, D.C. 20549** Estimated average burden # OMB APPROVAL hours per response . . . 12.00 # **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5 8 - 52806 PART III** | SEC FILE NUMBE | | |----------------|--| | 8 - 52806 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING AND ENDING MM/DD/YYYY MM/DD/YYYY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) (No. and Street) (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING (Name) (Area Code -- Telephone No.) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* (Name – if individual, state last, first, and middle name) **10154** (Address) (City) (State) (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY **New York NY 10022** 01/01/2021 12/31/2021 **BRADESCO SECURITIES, INC. 450 Park Ave , 32nd Fl Ms. lsabela Behar 212-888-9142 isabela@bradescosecurities.com KPMG LLP 345 Park Ave New York NY 10/20/2003 185** *\*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.* *Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.* {1}------------------------------------------------ | | Isabela Behar | , swcar (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to | |----------------|---------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | the firm of | | Bradesco Se…Read the full text as markdown