Full text of BRADESCO SECURITIES, INC.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: November 30, 2026 Estimated average burden hours per response ... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | | |-----------------|--|--| | 8 - 52806 | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 MM/DD/YYYY MM/DD/YYYY # **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **BRADESCO SECURITIES, INC.** TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | 450 Park Ave, 32nd Fl | | | | |--------------------------------------------------|--------------------------------------------------------------------------------------|-----------------|--------------------------------------------|--| | | (No. and Street) | | | | | New York | NY | | 10022 | | | (City) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Ms. lsabela Behar | 212-888-9142<br>isabela@bradescosecurities.com | | | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMGLLP | | | | | | (Name- if individual, state last, first, and middle name) | | | | | 345 Park Ave | New York | NY | 10154 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 185 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-5(e)(l)(ii),* if *applicable.* *Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.* {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | , swear (or affirm) that, to the be…Read the full text as markdown