Full text of ALMAX FINANCIAL SOLUTIONS, LLC's X-17A-5 filed 2021-03-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSroN Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | | OMB APPROVAL | | |---------------------------|------------------|-----------| | OMB Number: | | 3235-0123 | | Expires: | October 31, 2023 | | | Estimated average burden | | | | ~9urs peuespgnse 12.00 / | | | # SEC FILE NUMBER 8-52813 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | |-----------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------|--------------------------------|--| | REPORT FOR THE PERIOD BEGINNING 01 /01 /2020 | | AND ENDING 12/31/2020 | | | | | MMIDD!YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Almax Financial Solutions. LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 12 Van Syckles Road | | | | | | | (No. and Street) | | | | | Clinton | New Jersey | 08809 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Mark SctltJltz | | (908) 838-9012 | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Jennifer Wray CPA PLLC | (Name - if individual, state last, first. middle name) | | | | | 16418 Beewood Glen Dr. | Sugar Land | Texas | 77498 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | lvlcertified Public Accountant | | | | | | ublic Accountant | | | | | | ccountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e}(2)* Potential persons who are to respond to the collection of information contalned in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ ## **OATH OR AFFIRMATION** l, Mark Schultz , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement…Read the full text as markdown