Full text of ALMAX FINANCIAL SOLUTIONS, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,. 0,C. 20549 # ANNUAL REPORTS FORM )(-17A-5 PARTHI | Expires: Oa. 31, 2023<br>Estimated average burden | | |---------------------------------------------------|--| | hours.per response: 12 | | | SEC FILE NUMBER | | 8-52813 OMS APPROVAL OMB Number: 3235-0123 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-U, and lSa-7 under these·· cu iti E .h ·· r es xc ange Act of 1934 FILING FOR THE PERIOD BEGINNING 1 /1 /2022 AND ENDING 12/31J2022 MM/DD/VY MM/DD/VY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Al Max Financial Solutions., LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer 0 Security-based swap dealer 0 Check here if respond¢nt is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 12 Van Syckles Road | | (No. and Street) | | |---------|------------------|------------| | Clinton | NJ | 08809 | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | Mark Schultz | 908-500-5736 | mark@generationstocome.com | | |--------------|-------------------------------|----------------------------|--| | (Name) | (Area Code Telephone Number) | (Email Address) | | | | | | | #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Jennifer Wray CPA PLLC | | (Name- if individual, state last, first, and middle name) | | | |-------------------------------------------------------------|-----------------------------------------------------------|---------|-----------------------------------------| | 800 Bonaventure Way, Suite 168 Sugar Land | | TX | 77479 | | (Address) | (City) | (State) | (Zip Code} | | Ii<br>11/30/2016 | | 6328 | | | of R'B""3tlon "'"' PCAOBWf oppl"'bl•) FOR OFFICIAL USE ONlY | | | I | | | | | (PCAOB o.g;,tratlon ""'"""'' "oppl.,b•J | | | | | | | | | | | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publ1c accountant must be supported by· a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(l}(ii), if applicable. Persons who are to respond to the. collection of information contained in this form are not required to respond unless the form displays a currently valid OMS control number. {1}--------------------------------------------…Read the full text as markdown