ALMAX FINANCIAL SOLUTIONS, LLC X-17A-5 (2024-04-01) — Broker-dealer annual report

Full text of ALMAX FINANCIAL SOLUTIONS, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ | | UNITED STATES | | OMS APPROVAL<br>OMS Number: 3235-0123 | |-------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------|----------------------------------------------------| | | SECURmES AND EXatANGE COMMISSION<br>Washington, D.C. 20549 | Expires: Nov. 30, 2026 | Estlmatad averate burden<br>hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-82813 | | | PART Ill | | | | FILING FOR THE PERIOD BEGINNING 01/01 /2023 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | AND ENDING 12/31 /2023 | | | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Almax Financial Solutions, LLC | | | | 0 Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | (No. and Street) | | | | Clinton | NJ | | 08809 | | (Qty) | (State) | | (Zip Code) | | | | | | | Mark Schultz | 908-500-5736 | mark@generationstocome.com | | | | (Area Code - Telephone Number) | (Email Address) | | | 12 Van Syckles Road<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(Name) | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Jennifer Wray CPA PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 800BonaventureWay,Suite168<br>(Address) | Sugar Land | Texas | | | | (City) | (State) | 77479<br>(Zip Code) | | 11/30/2016<br>(Date of Registration with PCAOB)(lf aoollcablel | | 6328<br>(PCAOB Registration Number, if applicable) | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1}(11), if applicable. Penons who are to respond to the collection of Information contained in this form are not required to respond unless the farm displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | I, Mart< Schultz | | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------|--|------------------------------------------------------------------------------…

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