Full text of ALMAX FINANCIAL SOLUTIONS, LLC's X-17A-5 filed 2022-03-11 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMS Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-52813 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|------------------------------------------------------------|-----------------|-------------------------------|--| | FILING FOR THE PERIOD BEGINNING | ________<br>01/01/2021 | AND | | ENDING---------<br>12/31/2021 | | | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | __<br>NAME OF FIRM:<br>A_l_M_a_x_F_i_na_n_c_ia_l_S_o_lu_t_io_n_s_, _L_Lc | | _________________ | | _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[] Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 12 Van Syckles Road | | | | | | | | (No. and Street) | | | | | | Clinton | NJ | | 08809 | | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mark Schultz | 908-500-5736 | | | mark@generationstocome.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jennifer Wray CPA PLLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 800 Bonaventure Way, Suite 168 | Sugar Land | | Texas | 77479 | | | (Address) | (City) | | (State) | (Zip Code) | | | 11/30/2016 | | | 6328 | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form d…Read the full text as markdown