Full text of LIGHTSPEED FINANCIAL SERVICES GROUP LLC's X-17A-5 filed 2021-08-19 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | |---------------------------|------------------| | OMB Number: | 3235-0123 | | Expires: | October 31, 2023 | | Estimated average burden | | | hours per response 12.00 | | | SEC FILE NUMBER | |-----------------| | 8-52843 | | | REPORT FOR THE PERIOD BEGINNING 07/01/2020<br>AND ENDING 06/30/2021 | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------------------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Lightspeed Financial Services Group LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>20 Headquarters Plaza | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | | Morristown | NJ | | 07960 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Brian Oliveira | | | 212-824-5532 | | | | B. ACCOUNTANT IDENTIEICATION | | (Area Code - Telephone Number) | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Ernst & Young LLP | (Name - if individual, state last, first, middle name) | | | | | 5 Times Square | New York | NY | 10036 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | {1}------------------------------------------------ | Brian Oliveira | swear swear (or affirm) that, to the best of | |---------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------| | Lightspeed Financial Services Group LLC | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | | of June 30 | are true and correct. I further swear (or affirm) that | | | neither the company nor any partner, principal officer or director has any proprietary interest in any account | | classified solely as that of a customer, except as follows: | | | | | | | | | | | | | | | | | | Keith Petzold | | |…Read the full text as markdown