LIGHTSPEED FINANCIAL SERVICES GROUP LLC X-17A-5 (2022-09-19) — Broker-dealer annual report

Full text of LIGHTSPEED FINANCIAL SERVICES GROUP LLC's X-17A-5 filed 2022-09-19 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ | FILING FOR THE PERIOD BEGINNING | 11/21 | AND ENDING _ | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Lightspeed Financial Services Group LCC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>മ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 20 Headquarters Plaza | | | | | | | (No. and Street) | | | | | Morristown | | | | 07960 | | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | nan Olivera | (212) 824-5532 | | | bolivera @ lightspect | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. Accountant Identification | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Finst + Young LLY | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | Manhattan WCst | | | NY | 1000 | | (Address) | (City) | | (State) | (Zip Code) | | 0/20/2003 | | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ Statement of Financial Condition and Report of Independent Registered Public Accounting Firm # LIGHTSPEED FINANCIAL SERVICES GROUP LLC June 30, 2022 {3}------------------------------------------------ # **LIGHTSPEED FINANCIAL SERVICES GROUP LLC TABLE OF CONTENTS** | Report of Independent Registered Public Accounting Firm | 1 | |---------------------------------------------------------|------| | Statement of Financial Condition | 2 | | Notes to Statement of Financial Condition | 3‐10 | Page {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) Ernst & Young LLP One Manhattan West New York, NY10001 Tel: +1 212 773 3000 Fax: +1 212 773 6350 ey.com ## **Report of Independent Register…

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