Full text of LIGHTSPEED FINANCIAL SERVICES GROUP LLC's X-17A-5 filed 2025-09-02 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURmEs AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-52843 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|---------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING 07/01/2024 | | AND ENDING 06/30/2025 | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Lightspeed Financial Services Group LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 20 Headquarters Plaza | | | | | | | | (No. and Street) | | | | | | Morristown | NJ | | | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | David R Chaskin | (646) 395-3926 | | dchaskin@lightspeed.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ernst & Young LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 300 First Stamford Place | Stamford | CT | 06902 | | | | (Address) | (Qty) | (State) | (Zip Code) | | | | 10/20/2003 | | 42 | | | | | rte of •-tioo wtth PCAOBJIII appllo,bh,) FOR OFFICIAL USE ONLY | | | (PCAOB Roglmatloo Numbo,, If·••""'~., | | | • Oalms for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), If applicable. Persons who are to respond to the collection of information contained In this form are not required to resp…Read the full text as markdown