Full text of LIGHTSPEED FINANCIAL SERVICES GROUP LLC's X-17A-5 filed 2023-09-25 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12** > **SEC FILE NUMBER 8-52843** ## **ANNUAL REPORTS FORM X-17A-S PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** **FILING FOR THE PERIOD BEGINNING 07/01/2022 AND ENDING 06/30/23** **MM/DD/YY MM/DD/YY** **A. REGISTRANT IDENTIFICATION** # **NAMEoF FIRM:** Lightspeed Financial Services Group LLC **TYPE OF REGISTRANT (check all applicable boxes):** **[!] Broker-dealer D Security-based swap dealer** □ **Major security-based swap participant** □ **Check here if respondent is also an OTC derivatives dealer** **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** ## 20 Headquarters Plaza | Morristown | (No. and Street)<br>NJ | | 07960<br>(Zip Code) | | | |---------------------------------------------------------------------------|-----------------------------------------------------------|-------------------------|---------------------|--|--| | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | David R Chaskin | 646-395-3926 | dchaskin@lightspeed.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | Ernst & Young LLP | | | | | | | | (Name -if individual, state last, first, and middle name) | CT | 06902 | | | | 300 First Stamford Place | Stamford<br>(Oty) | (State) | (Zip Code) | | | | (Address)<br>10/20/2003 | | 42 | | | | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.** Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a a1rrently valid 0MB control number. {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ Statement of Financial Condition and Report of Independent Registered Public Accounting Firm ### LIGHTSPEED FINAN…Read the full text as markdown