Full text of GOLD COAST SECURITIES, INC.'s X-17A-5/A filed 2021-03-29 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **GOLD COAST SECURITIES, INC.** #### **FINANCIAL STATEMENTS** **AS OF** **DECEMBER 31, 2020** {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response 12.00 SEC **FILE NUMBER** **8-53148** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | | DACE | | | | | |--|------|--|--|--|--| | | | | | | | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/20 | | | AND ENDING 12/31/20 | | | | |--------------------------------------------------------------------------------------|------------------------------|--------------------------------------------------------|---------------------|--------------------------------|--|--| | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: Gold Coast Securities, Inc. | | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | | 275 E. Hillcrest Drive, Suite 225 | | | | | | | | | (No. and Street) | | | | | | | Thousand Oaks | | CA | | 91360 | | | | (City) | | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Tae P. Ho | | | | (805) 496-3660 | | | | | | | | (Area Code — Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | Farber Hass Hurley LLP | | | | | | | | | | (Name — if individual, state last, first, middle name) | | | | | | 9301 Oakdale Ave., Ste 230, | | Chatsworth, | CA | 91311 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | | Certified Public Accountant<br>Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respo…Read the full text as markdown