Full text of GOLD COAST SECURITIES, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## GOLD COAST SECURITIES, INC. ### FINANCIAL STATEMENTS AS OF DECEMBER 31,2021 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 #### ANNUAL REPORTS FORM X-17A-S PART III SEC FILE NUMBER 8-53148 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/21 AND ENDING 12/31/21 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Gold Coast Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer 0 Security-based swap dealer o Major security-based swap participant [J Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 275 E. Hillcrest Drive, Suite 225 | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------| | Thousand Oaks | CA | 91360 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Tae P. Ho | (805) 496-3660 | tho@gcsec.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | Farber Hass Hurley LLP | | | | | (Name - if individual, state last, first, and middle name) | | | 9301 Oakdale Ave., Ste 230, Chatsworth | | CA | 91311 | |-----------------------------------------------|-----------------------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | | 10/22/03 | | 223 | | | rte<br>of R,gl""tioo wRh PCAOBllif 'oolk.bI'l | | | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### **OATH OR AFFIRMATION** I, \_T\_ae\_P.\_H\_o --', swear (or aff…Read the full text as markdown