Full text of GOLD COAST SECURITIES, INC.'s X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **GOLD COAST SECURITIES, INC.** #### **FINANCIAL STATEMENTS** #### AS OF #### DECEMBER 31, 2023 {1}------------------------------------------------ **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION** 0MB Number: 3235-0123 Washington, **D.C. 20549** Estimated average burden | ANNUAL REPORTS | SEC FILE NUMBER<br>1 | |----------------|----------------------| | FORM X-17A-5 | 8-53148 | | PART Ill | | | Expires: Nov. 30, 2026 | | | |---------------------------|--|--| | | | | | hours per response:<br>12 | | | | | SEC FILE NUMBER | | |--|-----------------|--| | | | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/23 AND ENDING 12/31/23 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Gold Coast Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer L Security-based swap dealer El Major security-based swap participant E Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 275 E. Hillcrest Drive, Suite 225 | (No. and Street) | | | | | | | |-----------------------------------------------------------------------------------------------------|-------------------------------|-----------------|-----------------|--|--|--| | Thousand Oaks | CA | | 91360 | | | | | (City)<br>(State) | | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Tae P. Ho | (805) 496-3660 | | tho©gcsec.com | | | | | (Name) | (Area Code —Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fili ng*<br>Navolio & Tallman LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2121 N. California Blvd. Ste 610, | Walnut Creek | CA | 94596 | | | | | (Address)<br>03/29/11 | (City) | (State)<br>5442 | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) F\_ #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports ot an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who…Read the full text as markdown