Full text of GOLD COAST SECURITIES, INC.'s X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### GOLD COAST SECURITIES, INC. ### FINANCIAL STATEMENTS ### AS OF DECEMBER 31, 2022 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 #### **ANNUAL REPORTS FORM** X-17A-S **PART III** SEC FILE NUMBER 8-53148 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/22 | | AND ENDING 12/31/22 | |------------------------------------------|----------|---------------------| | | MM/DD/VY | MM/DD/YY | A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Gold Coast Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): o Broker-dealer 0 Security-based swap dealer o Major security-based swap participant D Check here if respondent is also an aTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 275 E. Hillcrest Drive, Suite 225 | | (No. and Street) | | |----------------------------------------------|--------------------------------|-----------------| | Thousand Oaks | CA | 91360 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Tae P. Ho | (805) 496-3660 | tho@gcsec.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | # Navolio &Tallman LLP | | (Name - if individual, state last, first, and middle name) | | | |------------------------------------------------|------------------------------------------------------------|---------|------------| | 2121 N. California Blvd. Ste 610, Walnut Creek | | CA | 94596 | | (Address) | (City) | (State) | (Zip Code) | | 03/29/11 | | 5442 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement oHacts and circumstances relied on as the basis ofthe exemption. See 17 CFR 240.17a-5{e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION I, Tae P. Ho , swear (or affirm) that, to the best of my kno…Read the full text as markdown