Full text of G1 EXECUTION SERVICES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OM8 Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . 12.00 SEC FILE NUMBER 8-53174 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/20 | | AND ENDING 12/31/20 | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------|--------------------------------| | | MM/DD/Y Y | | MM/DD/Y Y | | | A. REGISTRANT DENTIFICATION | | | | NAME OF BROKER-DEALER: G1 EXECUTION SERVICES, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>401 CITY AVENUE, SUITE 220 | | | FIRM I.D. No. | | | (No. and Street) | | | | BALA CYNWYD | PA | 19004 | | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>ROBERT SACK | | 610-617-2812 | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>EISNERAMPER, LLP | {Name - if individual, state last, first, middle name) | | | | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | 4 Claims for cxemption from the requirement that the annual report be covered by the opinion of an independent public accomunu must be supported by a statement of facts and circumstances relied on us the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are notrequired to respond unless the form displays a currently valld OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | _R_S_T_AC_K _______________________ , swear (or affirm) that, to the best of<br>,<br>J<br>__O_B_E_ | | | | |------------------------------------------------------------------------------------------------…Read the full text as markdown