Full text of G1 EXECUTION SERVICES, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED **STATES** SECURITIES AND EXCHANGE COMMISSION **Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** **Es1ima1ed average burden hours per response: 12 SEC FILE NUMBER** 8-53174 **OMS APPROVAL OMS Number: 3235-0123 Expires: 0cc. 31, 2023** # **PART 111** FACING PAGE **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities EKchange Act of 193:4** FILING FOR THE PERIOD BEGINNING <sup>Q</sup>1/01/2022 AND ENDING **12/31/2022** **MM/DD/VY** **MM/DD/YY** . **A. REGISTRANT IDENTIFICATION** NAME OFFIRM: G1 EXECUTION SERVICES, LLC TYPE OF REGISTRANT (check all applicable boxes): D Broker-dealer O Security-based swap dealer 0 Major secur **D Check here if respondent 1s also an OTC derivatives dealer** i ty-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 401 CITY AVENUE, SUITE 220 | | (No. and Street) | | | | | |---------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------|-----------------------------------------|--|--| | BALA CYNWYD | PA | | 19004 | | | | (City) | (State) | | (Zip Code} | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ROBERT SACK | 610-617-2812 | | ROB.SACK@SIG.COM | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLICACCOUNTANTwhose reports are contained in this filing*<br>EISNERAMPER, LLP | | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | | | (Address) | (City) | (State) | (Zip Code) | | | | '1:'<br>09/29/2003 | | 274 | | | | | ''""""°" wi<h PCAflB)lif applicable) | | | (PCAOO Re,;m,,.o, N,mbe,, ;f •••;cable( | | | | | FOR OFFICIAL USE ONLY | | | | | <sup>I</sup>L **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on a5 the basis of the exemption. See 17 CFR 240.17a-S(e}(l)(1i), if applicable.** **Persons who are to re�pond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION I ROBERT ACK swear (or affirm) tha…Read the full text as markdown