Full text of G1 EXECUTION SERVICES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden h:ours per response: 12** # **ANNUAL REPORTS FORM X-17A-5** | | SEC FILE NUMBER | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|------------------|--|--|--|--| | | 8-53174 | | | | | | | | PART Ill | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | 21<br>_20____<br>AND ENDING ___<br>FILING FOR THE PERIOD BEGINNING __ o_l/_O_l_/<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | Gl EXECUTION SERVICES, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>&'Broker-dealer<br>0 Major security-based swap participa11t<br>0 Check here if respondent is also an OTC der vatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 401 CITY AVENUE, SUITE 220 | | | | | | | | | (No. and Street) | | | | | | | BALA CYNWYD | PA | 19004 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | ROBERT SACK | 610-617-2812 | ROB.SACK@SIG.COM | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | EISNERAMPER, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | (Name - if individual, state last, f rst, and middle name) | | | | | | | | | | | | | | BALA CYNWYD PA PERSON TO CONTACT WITH REGARD TO THIS FILING ROBERT SACK 610-617-2812 ROB.SACK@SIG.COM **(Name) (Area Code -Telephone Number) (Email Address)** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* EISNERAMPER, LLP 733 THIRD AVENUE NEW YORK NY **(Address) (City) {State)** 09/29/2003 274 10017 **(Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Reg<sup>i</sup> strat on Number, if applicable) FOR OFFICIAi.. USE ONLY** **\*Claims for exemption from th…Read the full text as markdown