Full text of G1 EXECUTION SERVICES, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | **SEC FILE NUMBER** 8-53174 FACING PAGE **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O 1/01/2023 MM/0D/YY AND ENDING 12/31/2023 MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: G1 EXECUTION SERVICES, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer □ Major security-based swap participant **D Check here if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do **not** use a P.O. box no.) # 410 CITY AVENUE, SUITE 220 | | (No. and Street) | | |----------------|------------------|------------| | BALA<br>CYNWYD | PA | 19004 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING # ROBERT SACK 610-617-2812 ROB.SACK@SIG.COM **(Name) (Area Code -Telephone Number) (Email Address)** #### **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # PricewaterhouseCoopers LLP | (Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|-----------------------|---------|----------------------------------------|--|--| | r•<br>300 Madison Avenue | New York | NY | 10017 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 238 | | | | | of ReOO<atioo with PCAOB)lif •p�;cable] | | | (PCAOB ReOW•tioo Nombe,, if ,pp1;ca�•l | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | I | | | **• Claims for exemption from the requirement that the annual reports be covered by the reports** of **an independent public accountant must be supported by** a **statement of facts and crcumstances relied on as the basis of the exemption. See** 17 **CFR** 240.17a-5{e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I<br>, ROBERT SACK | | | swear (or affirm) that, to t…Read the full text as markdown