Full text of EIDE BAILLY SECURITIES, LLC's X-17A-5 filed 2021-06-24 (period 2021-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **EIDE BAILLY SECURITIES LLC** *FINANCIAL STATEMENTS APRIL 30, 2021* {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response.. . . . . . . 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-53238 | | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: Eide Bailly Securities LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>(No. and Street)<br>ND<br>(State)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | MM/DD/YY<br>OFFICIAL USE ONLY<br>FIRM I.D. NO.<br>58103<br>(Zip Code)<br>(Area Code - Telephone Number) | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - If individual, state last, first, middle name) | | | | 58103-7414 | | (State) | (Zip Code) | | | | | | ND<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(c)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Karla Wilson | swear (or affirm) that, to the best of | |----------------------------|-----------------------------------------------------------------------------------------------------------------| | | my knowle…Read the full text as markdown