Full text of EIDE BAILLY SECURITIES, LLC's X-17A-5 filed 2023-06-27 (period 2023-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **EIDE BAILLY SECURITIES LLC** *FINANCIAL STATEMENTS APRIL 30, 2023* {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estımated average burden hours per response: 12 SEC FILE NUMBER (PCAOB Registration Number, if applicable) | FORM X-17A-5 | | | 8-53238 | | |-------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------|------------------------|--| | | PART III | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | filing for the period beginning 05/01/22 | | AND ENDING U4/30/23 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Eide Bailly Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[] Check here if respondent is also an OTC derivatives dealer | Broker-dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 4310 17th Ave S | | | | | | | (No. and Street) | | | | | Fargo | ND | | 58103 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Karla Wilson | 701-239-8593 | | kwilson@eidebailly.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Widmer Roel P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 4220 31st Ave S | Fargo | ND | 58104 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 729 | | | (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------…Read the full text as markdown