Full text of EIDE BAILLY SECURITIES, LLC's X-17A-5 filed 2022-06-27 (period 2022-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## EIDE BAILLY SECURITIES LLC *FINANCIAL STATEMENTS APRIL 30, 2022* {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | | | 8-53238 | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **05/01 /21** AND ENDING **04/30/22** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Eide Bailly Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here If respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | |--------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------| | Fargo | ND | 58103 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Karla Wilson | 701-239-8593<br>kwilson@eidebailly.com | | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | Widmer Roel P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name) | | | 4220 31st Avenue S<br>(Address) | Fargo<br>(City) | ND<br>58104<br>(State)<br>(Zip Code) | | 10/20/2003 | | 729 | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form** displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Karla Wilson | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------|--|----|-----------------------------------------------------------------------|-----------------…Read the full text as markdown