Full text of EIDE BAILLY SECURITIES, LLC's X-17A-5 filed 2024-04-23 (period 2024-02-29). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **EIDE BAILLY SECURITIES LLC** *FINANCIAL STATEMENTS February 29, 2024* {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 02/29/2024 filing for the period beginning 05/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Eide Bailly Securities LLC TYPE OF REGISTRANT (check all applicable boxes): □ Security-based swap dealer ® Broker-dealer [] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 4321 20th Ave S (No. and Street) Fargo ND 58103 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Karla Wilson 701-239-8593 kwilson@eidebailly.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Widmer Roel P.C. (Name - if individual, state last, first, and middle name) 4220 31st Ave S 58104 ND Fargo (Address) (City) (State) (Zip Code) 10/20/2003 729 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ## OATH OR AFFIRMATION | | Karla Wilson<br>swear (or affirm) that, to the best of my knowledge and belief, the<br>financial report pertaining to the firm of Eide Bailly Securities LLC | |------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown