BAKER TILLY CAPITAL, LLC X-17A-5 (2018-07-30) — Broker-dealer annual report

Full text of BAKER TILLY CAPITAL, LLC's X-17A-5 filed 2018-07-30 (period 2018-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: BAKER TILLY CAPITAL, LLC
• Form: X-17A-5
• Filed: 2018-07-30
• Period: 2018-05-31
• Accession: 0001146080-18-000004
• CIK: 1146080
• File #: 8-53480
• Material weakness: No
• Auditor: Marcum, LLP
• Auditor location: Deerfield, IL
• Contact: Michael Fitzpatrick
• Phone: 608-240-2609
• Signed by: Michael Fitzpatrick (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001146080 XXXXXXXX LIVE true false false 06-01-2017 05-31-2018 Broker-dealer N BAKER TILLY CAPITAL, LLC TEN TERRACE COURT MADISON WI 53718 Michael Fitzpatrick 608-240-2609 Marcum, LLP 111 S. Pfingsten Rd., STE 300 Deerfield IL 60015 Certified Public Accountant Michael Fitzpatrick BAKER TILLY CAPITAL, LLC 05-31-2018 None. Michael Fitzpatrick Chief Financial Officer Y

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• X-17A-5 — 2020-07-30
• X-17A-5 — 2019-07-30
• X-17A-5 — 2017-07-31
• X-17A-5 — 2016-07-29
• X-17A-5 — 2015-07-31
• X-17A-5 — 2014-07-30
• X-17A-5 — 2013-07-30

Original filing on SEC EDGAR (source of record)