BAKER TILLY CAPITAL, LLC X-17A-5 (2019-07-30) — Broker-dealer annual report

Full text of BAKER TILLY CAPITAL, LLC's X-17A-5 filed 2019-07-30 (period 2019-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: BAKER TILLY CAPITAL, LLC
• Form: X-17A-5
• Filed: 2019-07-30
• Period: 2019-05-31
• Accession: 0001146080-19-000003
• CIK: 1146080
• File #: 8-53480
• Material weakness: No
• Auditor: Marcum LLP
• Auditor location: Deerfield, IL
• Contact: Michael Fitzpatrick
• Phone: 6082402609
• Signed by: Michael Fitzpatrick (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001146080 XXXXXXXX LIVE false false false 06-01-2018 05-31-2019 Broker-dealer N BAKER TILLY CAPITAL, LLC TEN TERRACE COURT MADISON WI 53718 Michael Fitzpatrick 6082402609 Marcum LLP 111 S. Pfingsten Rd. STE 300 Deerfield IL 60015 Certified Public Accountant Michael Fitzpatrick BAKER TILLY CAPITAL, LLC 05-31-2019 Michael Fitzpatrick Chief Financial Officer Y

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• X-17A-5 — 2016-07-29
• X-17A-5 — 2015-07-31
• X-17A-5 — 2014-07-30
• X-17A-5 — 2013-07-30

Original filing on SEC EDGAR (source of record)