Full text of BAKER TILLY CAPITAL, LLC's X-17A-5 filed 2022-08-30 (period 2022-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Madison, Wisconsin ### **Statement of Financial Condition** **As of May 31, 2022** Filed Pursuant to Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | FACING PAGE | | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|---------------------------|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | AND ENDING 05/31/2022<br>FILING FOR THE PERIOD BEGINNING 06/01/2021 | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Baker Tilly Capital, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 4807 Innovate Lane | | | | | | | | | | (No. and Street) | | | | | | | | Madison | W | | 53718 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Barbara Olson | 608-240-2541 | | barb.olson@bakertilly.com | | | | | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Marcum, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | Nine Parkway North, Suite 200 Deerfield | | | 60015 | | | | | | (City)<br>(Address) | | (State) | (Zip Code) | | | | | | 10/16/2003 | | 688 | | | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual…Read the full text as markdown