Full text of BAKER TILLY CAPITAL, LLC's X-17A-5 filed 2024-09-12 (period 2024-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Madison, Wisconsin **Financial Statement As of May 31, 2024** Filed Pursuant to Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-53480 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 05/31/2024 filing for the period beginning 06/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF EIRM: BAKER TILLY CAPITAL, LLC TYPE OF REGISTRANT (check all applicable boxes): □ Security-based swap dealer = Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 4807 INNOVATE LANE (No. and Street) 53718 WI MADISON (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING 608-240-2541 barb.olson@bakertilly.com BARBARA OLSON (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* MARCUM, LLP (Name - if individual, state last, first, and middle name) 60015 11 NINE PARKWAY NORTH, SUITE 200 DEERFIELD (Zip Code) (State) (Address) (City) 688 10/16/2003 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION swear (or affirm) that, to the best of my knowledge and belief, the BARBARA OLSON as of as of financial report pertaining to the firm of BAKER TILLY CAPITAL, LLC 2 024 5/31 partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer.  Signature: Title: CHIEF COMPLIANCE OFFICER Istar…Read the full text as markdown